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Neeraj Rathi

Governance, Audits & Regulatory Compliance Management at Angel One

Governance & ComplianceRisk ManagementCybersecurityAI-driven GRC ArchitectureThird-Party Risk ManagementTeam Leadership

About

I am Neeraj Rathi, currently leading Governance, Audits, and Regulatory Compliance at Angel One. My career has evolved from operational management in BPO environments to specialized roles in cybersecurity and risk management, including significant tenures at Mahindra Special Services Group and Nangia Andersen. I am deeply passionate about transforming compliance from a static, check-the-box exercise into a high-maturity, automated, and scalable security model. My work focuses on the intersection of AI and GRC, where I architect ecosystems that neutralize vulnerabilities and streamline complex regulatory requirements. Whether it is managing large-scale teams or implementing data-driven performance frameworks, I prioritize resilience and operational efficiency. I am always looking to connect with fellow professionals in the cybersecurity and risk space to discuss how we can better institutionalize continuous compliance in an increasingly complex regulatory landscape.

Networking

What I can offer

  • Expertise in regulatory compliance frameworks (SEBI, RBI, ISO)
  • Guidance on AI-driven GRC and SOC architecture
  • Strategies for Third-Party Risk Management
  • Leadership and process optimization advice

Looking for

  • expanding my professional network
  • exploring mutual opportunities in Governance, Risk, and Compliance

Best fit for

Compliance professionalsCybersecurity leadersRisk management expertsTech-driven operational managers

Current Interests

Cybersecurity governanceRegulatory complianceRisk mitigationAI in GRC operations

Background

Career

Started in BPO operations at WNS and Wipro, transitioned into risk management and consulting at Mahindra Special Services Group and Nangia Andersen, currently leading governance and compliance at Angel One.

Education

Bachelor of Commerce (BCom) from University of Mumbai

Achievements

  • Architected a unified AI-driven GRC and SOC ecosystem at Angel One
  • Established a comprehensive TPRM framework at Angel One
  • Managed a 103-member team at WNS Global Services
  • Led a 17-member team at Wipro BPO with performance dashboards

Opinions

  • Compliance should move beyond static assessments toward high-maturity, scalable, and automated models
  • AI integration into GRC and SOC ecosystems is necessary to neutralize cross-organizational vulnerabilities